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Greenhorn Introductions (19 Viewing)
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Apr/02/2024 at 1:18pm

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All About the Board
A place to ask questions about the forum itself, introduce yourself to our community, or make suggestions for improvements.
257 8065
Oct/04/2023 at 11:20pm
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New to the industry? Try asking your questions here or observations.
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Apr/07/2024 at 11:55am
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Building relationships, managing your book, horror stories, and stupid mistakes.
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Mar/27/2024 at 6:59pm
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Securities Firms (3 Viewing)
Transition packages, retention deals, retirement plans, production quotas, fees, leadership, mergers, teams, business channels, product availability, etc.
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Indy World
Independent broker/dealers, RIA custodians, transitioning to and running an independent financial services practice.
1195 30761
Apr/08/2024 at 11:45am
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Prospecting, Marketing, and Selling
Strategies for building a successful practice.
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Stocks, bonds, mutual funds, ETFs, CEFs, REITs, options, futures, SMAs, etc.
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Mar/26/2024 at 11:50am
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Planning Concepts
Taxes, estate planning, retirement income planning, accumulation, etc.
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All things Compliance for RIAs
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Apr/04/2024 at 2:37pm
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131 2876
Apr/07/2024 at 2:21pm
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Hardware and software that helps you run your practice.
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Apr/01/2024 at 5:38pm
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General Industry Discussion
A place to post if your topic doesn't fit any other category.
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Apr/14/2024 at 3:16pm

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Real Life Resources
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A safe place where vendors can discuss their products and services. List brokers, custodians, wholesalers, you name it. If we can use it, you can offer it here.
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Jun/04/2020 at 3:07pm
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Recruiting & Guns For Hire
Looking to add talent to your practice? Whether you're an indy OSJ, RIA, General Agent, or Wirehouse BOM, the talent you seek might be found here.
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Mar/26/2024 at 11:34pm

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